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Top 10 401(k) Decisions Advisors Face in 2026

Top 10 401(k) Decisions Advisors Face in 2026

2026 promises to be an interesting and pivotal year for the defined contribution industry, with plan sponsors, advisors and the providers who support 401(k) plans facing critical decisions.  The pace of technological innovation is accelerating, especially artificial intelligence, with FIS releasing an entirely new cloud-based record keeping system for Omni and Relius users. Plan sponsors

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Insurers’ Investment in Synthetic Risk Transfers Face Fresh Scrutiny Under EU Proposals

Insurers’ Investment in Synthetic Risk Transfers Face Fresh Scrutiny Under EU Proposals

Insurers putting money into one of private credit’s hottest trends will face fresh oversight from the EU’s financial stability watchdog, under new proposals to bridge the gap between member states on a deal to revamp Europe’s securitization market. Denmark, which holds the rotating presidency of the European Union, has offered additional checks and balances by

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Starbucks Must Face Shareholder Lawsuit Over Surprise Sales Decline

Starbucks Must Face Shareholder Lawsuit Over Surprise Sales Decline

Starbucks must face a lawsuit claiming it defrauded shareholders by concealing declining sales in the United States and China, its largest markets, leading to a 16% drop in its stock price after the coffee chain revealed the unexpected weakness. In a decision late on Wednesday, U.S. District Judge John Chun in Seattle said shareholders can

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Europe’s Banks Face ‘Unprecedentedly High’ Risk of Shocks, ECB Warns

Europe’s Banks Face ‘Unprecedentedly High’ Risk of Shocks, ECB Warns

Euro zone banks must prepare for unprecedented shocks causing severe disruptions with far-reaching consequences for financial systems, the European Central Bank said on Tuesday as it outlined its supervisory priorities for the next three years. The ECB has long argued that banks face a new reality with more frequent shocks, from tariffs to cyberattacks, requiring

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Trump’s $2,000 Tariff Check Plan Could Face Key Test in Congress

Trump’s $2,000 Tariff Check Plan Could Face Key Test in Congress

Key Takeaways President Donald Trump said that a tariff rebate check was unlikely to be issued until 2026, dashing hopes that it could arrive in time for the holiday shopping season. However, other White House officials stated that Congress must first approve the concept of Trump’s $2,000 tariff “dividend.” Some legislators raised questions about how

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ETF Issuers Face Uphill Battle for Broker/Dealer Space

ETF Issuers Face Uphill Battle for Broker/Dealer Space

As the ETF market gets increasingly crowded, issuers often face an uphill battle finding distribution space for new funds, particularly when it comes to actively managed vehicles or those with novel strategies. A recent survey by Cerulli Associates found that 71% of asset managers said it is challenging to find shelf space for active ETFs

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